SFC Licences of CHEN Yi Ru 陳怡如
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Crosby Securities Limited 高誠證券有限公司 | RE | 9 | 22 March 2024 | |
Crosby Securities Limited 高誠證券有限公司 | RE | 4 | 22 March 2024 | |
Crosby Securities Limited 高誠證券有限公司 | RE | 1 | 22 March 2024 | |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 9 | 21 July 2020 | 21 March 2024 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 4 | 21 July 2020 | 21 March 2024 |
Venture Smart Asia Limited 意博資本亞洲有限公司 | RE | 1 | 21 July 2020 | 21 March 2024 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 04 June 2018 | 16 May 2019 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 04 June 2018 | 16 May 2019 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 26 April 2017 | 21 August 2017 |
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 | RE | 4 | 22 April 2016 | 10 March 2017 |
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理(香港)有限公司 | RE | 1 | 22 April 2016 | 10 March 2017 |
Fuhwa Securities (Hong Kong) Co., Limited 復華證券(香港)有限公司 | RE | 1 | 15 February 2005 | 14 June 2005 |