SFC Licences of TAM Tsz Wa 譚紫華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司	RE	9	01 November 2022
Sun Life Asset Management (HK) Limited 永明資產管理(香港)有限公司	RE	4	01 November 2022
Macquarie Capital Limited 麥格理資本股份有限公司	RE	4	09 April 2018	20 January 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	4	06 June 2014	15 February 2018
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司	RE	9	12 September 2008	10 January 2014
Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司	RE	4	05 August 2008	10 January 2014
CC Finance Limited 思齊資本融資有限公司	RE	6	21 May 2008	23 June 2008
CC Finance Limited 思齊資本融資有限公司	RE	4	22 April 2008	23 June 2008
CC Finance Limited 思齊資本融資有限公司	RE	1	22 April 2008	23 June 2008
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	4	25 January 2008	15 April 2008
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	9	09 June 2005	15 April 2008
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	1	09 June 2005	15 April 2008
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	6	24 February 2005	25 May 2005
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	4	24 February 2005	25 May 2005
Yue Xiu Securities Company Limited 越秀証券有限公司	RE	1	24 February 2005	25 May 2005