SFC Licences of LAI Sze Nga 黎詩雅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 22 December 2010 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 22 December 2010 | |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 15 November 2010 | 07 December 2010 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 November 2010 | 07 December 2010 |
Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 | RE | 4 | 29 June 2005 | 18 April 2007 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 14 January 2005 | 18 April 2007 |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 14 January 2005 | 18 April 2007 |