SFC Licences of LAU Nga Yeung 劉雅揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 16 December 2020 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 05 November 2018 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 05 November 2018 | |
| iBest Investment Services Limited | RE | 3 | 08 June 2017 | 11 July 2017 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 29 September 2010 | 11 July 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 03 December 2007 | 11 July 2017 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 24 February 2005 | 11 July 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 24 February 2005 | 11 July 2017 |