SFC Licences of LAM Shau Ting Loretta 林秀婷
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CoreView Capital Management Limited 剛睿資本管理有限公司 | RO | 9 | 22 December 2020 | |
| CoreView Capital Management Limited 剛睿資本管理有限公司 | RE | 9 | 04 November 2020 | 22 December 2020 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 | RO | 9 | 09 January 2020 | 16 September 2020 |
| Nezu Asia Capital Management Limited 根津亞洲資本管理有限公司 | RE | 9 | 19 December 2019 | 09 January 2020 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 19 January 2005 | 06 June 2014 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 19 January 2005 | 10 September 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 19 January 2005 | 19 November 2008 |