SFC Licences of ANTWEILER III John Christian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 6 | 20 May 2009 | 07 January 2013 |
| Wells Fargo Securities Asia Limited | RO | 9 | 30 October 2008 | 07 January 2013 |
| Wells Fargo Securities Asia Limited | RO | 4 | 30 October 2008 | 07 January 2013 |
| Wells Fargo Securities Asia Limited | RO | 1 | 30 October 2008 | 07 January 2013 |
| Wachovia Advisors International Limited | RO | 9 | 02 June 2008 | 30 June 2010 |
| Wachovia Advisors International Limited | RO | 4 | 02 June 2008 | 30 June 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 January 2005 | 06 October 2007 |