SFC Licences of LO James Kwok-Lun 羅國倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 23 June 2006 | 21 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 23 June 2006 | 21 November 2008 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 June 2006 | 21 November 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 18 January 2005 | 18 May 2006 |