SFC Licences of YEH Wei-Kuo 葉為國

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Leading Securities Company Limited 立鼎證券有限公司 RO 4 13 June 2017 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RO 1 13 June 2017 17 May 2019
Leading Securities Company Limited 立鼎證券有限公司 RE 4 21 April 2017 13 June 2017
Leading Securities Company Limited 立鼎證券有限公司 RE 1 21 April 2017 13 June 2017
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 4 09 October 2015 31 March 2017
IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 RO 1 09 October 2015 31 March 2017
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 4 08 June 2015 25 September 2015
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RO 1 08 June 2015 25 September 2015
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 RE 1 18 September 2014 30 April 2015
CLC Securities Limited 創僑證券有限公司 RO 4 29 August 2013 14 August 2014
CLC Securities Limited 創僑證券有限公司 RO 1 17 April 2013 14 August 2014
Kirin Asset Management Limited 麒麟資產管理有限公司 RO 4 11 June 2010 05 March 2013
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RO 4 20 February 2009 03 May 2010
Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 RO 1 20 February 2009 03 May 2010
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 2 16 May 2006 16 November 2006
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 4 15 March 2005 31 October 2008
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 RO 1 15 March 2005 31 October 2008