SFC Licences of CHEN Cheng-Yen 陳貞燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 10 October 2005 | 16 May 2013 |
| UBS Securities Asia Limited | RE | 1 | 19 January 2005 | 23 March 2005 |