SFC Licences of LAU Yim Kuen 劉艷娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 01 August 2013 | 01 July 2016 |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 August 2013 | 01 July 2016 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 17 February 2005 | 30 June 2013 |