SFC licenceholder ALQ598 CHAN Man Yan 陳文恩

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 22 September 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 14 May 2019
UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 14 May 2019
China Tonghai Securities Limited 中國通海證券有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 18 May 2015 27 April 2019
Goldenway Investments (HK) Limited 金道投資(香港)有限公司 RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 08 May 2013 18 April 2015
First Shanghai Securities Limited 第一上海證券有限公司 RE [1] (Dealing in Securities) 23 November 2011 24 April 2013
First Shanghai Futures Limited 第一上海期貨有限公司 RE [2] (Dealing in Futures Contracts) 23 November 2011 24 April 2013
Rifa Futures Limited 日發期貨有限公司 RE [2] (Dealing in Futures Contracts) 08 July 2011 26 September 2011
Rifa Securities Limited 日發證券有限公司 RE [1] (Dealing in Securities) 01 September 2010 26 September 2011
Dah Sing Securities Limited 大新證券有限公司 RE [1] (Dealing in Securities) 18 April 2007 27 August 2010
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [1] (Dealing in Securities) 19 January 2005 26 March 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [2] (Dealing in Futures Contracts) 19 January 2005 26 March 2007