SFC Licences of POON Yin Ling 潘燕玲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RO 9 02 June 2022
Hantec Wealth Management Company Limited 亨達財富管理有限公司 RO 4 02 June 2022
Awaken Thunder Capital Limited 春雷資本有限公司 RO 9 17 March 2021 31 May 2022
Awaken Thunder Capital Limited 春雷資本有限公司 RO 4 17 March 2021 31 May 2022
Tianda Asset Management Limited 天大資產管理有限公司 RE 9 21 February 2020 20 November 2020
Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 RO 9 24 September 2018 28 February 2019
Wealthy Global Financial Asset Management Limited 環匯金融資產管理有限公司 RO 4 24 September 2018 28 February 2019
South China Investment Management Limited 南華投資管理有限公司 RE 9 10 March 2017 15 May 2018
South China Research Limited 南華資料研究有限公司 RE 4 10 March 2017 15 May 2018
South China Commodities Limited 南華期貨有限公司 RE 2 10 March 2017 15 May 2018
South China Securities Limited 南華證券投資有限公司 RE 1 10 March 2017 15 May 2018
RE 9 13 October 2016 24 February 2017
RE 4 13 October 2016 24 February 2017
Chief Securities Limited 致富證券有限公司 RE 4 03 May 2016 31 July 2016
Chief Securities Limited 致富證券有限公司 RE 1 27 October 2015 31 July 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 27 October 2015 31 July 2016
Celestial Commodities Limited 時富商品有限公司 RE 2 09 March 2015 02 October 2015
Celestial Securities Limited 時富證券有限公司 RE 1 09 March 2015 02 October 2015
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 13 August 2013 13 February 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 3 13 August 2013 13 February 2015
Delta Asia Securities Limited 滙業證券有限公司 RE 1 13 August 2013 13 February 2015
CES Forex (HK) Limited 光證外匯(香港)有限公司 RE 3 10 October 2008 28 July 2013
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 10 October 2008 28 July 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 13 November 2006 28 July 2013
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 6 21 February 2005 25 October 2006
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 RE 4 21 February 2005 25 October 2006