SFC Licences of LEE Tsz Chiu, Percy 李子釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 30 January 2019 | |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 30 January 2019 | |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 16 May 2007 | 16 January 2019 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 16 May 2007 | 16 January 2019 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 05 October 2006 | 04 May 2007 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 21 June 2006 | 04 May 2007 |
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 23 February 2005 | 24 May 2006 |