SFC Licences of YIP Vicky King Lun 葉經綸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 01 November 2007 | 07 November 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 24 September 2007 | 07 November 2008 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 17 July 2007 | 18 September 2007 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 1 | 17 July 2007 | 18 September 2007 |
Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 21 February 2005 | 11 June 2007 |