SFC Licences of TAM Wan Lun, Alan 譚蘊綸
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 6 | 17 March 2008 | 01 September 2009 |
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 | RE | 1 | 17 March 2008 | 01 September 2009 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 9 | 18 September 2007 | 02 October 2007 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 27 August 2007 | 02 October 2007 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 6 | 27 April 2005 | 25 July 2007 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 1 | 27 April 2005 | 25 July 2007 |
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 | RE | 4 | 27 April 2005 | 25 July 2007 |