SFC Licences of TAM Wan Lun, Alan 譚蘊綸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 17 March 2008 01 September 2009
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 17 March 2008 01 September 2009
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 9 18 September 2007 02 October 2007
DWS Investments Hong Kong Limited 德意志投資香港有限公司 RE 4 27 August 2007 02 October 2007
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 6 27 April 2005 25 July 2007
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 1 27 April 2005 25 July 2007
Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 RE 4 27 April 2005 25 July 2007