SFC Licences of RAWAT Abhishek

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hong Kong Asset Management Limited 香港資產管理有限公司	RE	9	20 January 2023	31 December 2023
Hong Kong Asset Management Limited 香港資產管理有限公司	RE	4	20 January 2023	31 December 2023
Hong Kong Asset Management Limited 香港資產管理有限公司	RE	1	20 January 2023	31 December 2023
Hong Kong Asset Management Limited 香港資產管理有限公司	RO	9	13 June 2019	20 January 2023
Hong Kong Asset Management Limited 香港資產管理有限公司	RO	4	13 June 2019	20 January 2023
Hong Kong Asset Management Limited 香港資產管理有限公司	RO	1	13 June 2019	20 January 2023
Hong Kong Asset Management Limited 香港資產管理有限公司	RE	9	02 May 2019	13 June 2019
Hong Kong Asset Management Limited 香港資產管理有限公司	RE	4	02 May 2019	13 June 2019
Hong Kong Asset Management Limited 香港資產管理有限公司	RE	1	02 May 2019	13 June 2019
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	04 October 2016	10 December 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	9	26 January 2015	10 December 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	16 December 2014	10 December 2018
orientiert International Markets Limited	RE	1	25 September 2013	25 November 2014
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	07 November 2008	21 August 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	07 November 2008	21 August 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	14 July 2008	21 August 2012
Credit Suisse Futures (Hong Kong) Limited	RE	7	14 July 2008	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	2	14 July 2008	24 November 2008
Morgan Stanley Hong Kong Futures Limited	RE	2	15 August 2007	21 April 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	13 July 2007	21 April 2008
J.P. Morgan Broking (Hong Kong) Limited	RE	4	17 June 2005	09 June 2007
J.P. Morgan Broking (Hong Kong) Limited	RE	1	17 June 2005	09 June 2007
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	4	20 January 2005	24 March 2005