SFC Licences of CHEN Michael I-chun 陳懿群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 6 29 August 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 4 29 August 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RO 1 29 August 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 23 June 2017 29 August 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 4 23 June 2017 29 August 2017
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 23 June 2017 29 August 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 6 21 December 2016 22 May 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 4 21 December 2016 22 May 2017
CCB International Capital Limited 建銀國際金融有限公司 RE 1 21 December 2016 22 May 2017
RED Capital Group Limited 瑞德資本集團有限公司 RO 6 08 December 2014 20 June 2016
RED Capital Group Limited 瑞德資本集團有限公司 RO 4 08 December 2014 20 June 2016
RED Capital Group Limited 瑞德資本集團有限公司 RE 6 14 October 2014 08 December 2014
RED Capital Group Limited 瑞德資本集團有限公司 RE 4 14 October 2014 08 December 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 6 09 August 2013 07 April 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 4 09 August 2013 07 April 2014
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 RE 1 09 August 2013 07 April 2014
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 6 30 August 2012 02 August 2013
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE 1 01 August 2012 02 August 2013
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 25 January 2005 11 August 2009
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 25 January 2005 11 August 2009