SFC Licences of CHOW Yin Wai, Yvonne 鄒延蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nan Fung Trinity (HK) Limited | RE | 4 | 13 December 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 07 July 2008 | 04 November 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 July 2008 | 04 November 2010 |
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 01 February 2005 | 15 August 2006 |