SFC Licences of WONG Shiu On 王秀安

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 RE 6 09 December 2020
Calibration Partners (Hong Kong) Limited 恒達資本(香港)有限公司 RE 4 13 November 2020
Alpha Win Capital Limited 中源國際資本有限公司 RE 4 24 April 2020 30 September 2020
Alpha Win Capital Limited 中源國際資本有限公司 RE 1 24 April 2020 30 September 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RO 4 22 September 2015 23 December 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RO 1 22 September 2015 23 December 2019
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 22 September 2015 23 December 2019
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 20 May 2015 23 December 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 20 May 2015 22 September 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 20 May 2015 22 September 2015
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 1 20 May 2015 22 September 2015
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 31 January 2005 12 January 2011
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 31 January 2005 12 January 2011