SFC Licences of TAN Yun Yang 陳韻揚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 08 December 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 13 January 2010 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 13 January 2010 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 29 October 2009 | 06 December 2010 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 23 October 2009 | 08 December 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 28 August 2006 | 22 July 2009 |
Lehman Brothers Securities Asia Limited 美國雷曼兄弟證券亞洲有限公司 | RE | 1 | 26 January 2005 | 29 July 2006 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 26 January 2005 | 29 July 2006 |