SFC Licences of LIN Stella
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 20 July 2010 | 04 March 2013 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 20 July 2010 | 04 March 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 22 January 2008 | 17 July 2009 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 January 2008 | 17 July 2009 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 26 January 2005 | 27 April 2005 |