SFC Licences of LEE Wei Yuan 李衛源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 31 July 2019 | 03 August 2019 |
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 31 July 2019 | 03 August 2019 |
D.B. Zwirn Asia Partners Limited | RE | 4 | 31 October 2007 | 08 August 2008 |
D.B. Zwirn Asia Partners Limited | RE | 1 | 03 October 2007 | 08 August 2008 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 March 2005 | 08 September 2007 |