SFC Licences of FELLAS Lewis John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Segantii Capital Management Limited | RO | 9 | 26 August 2013 | 31 January 2014 |
Segantii Capital Management Limited | RE | 9 | 22 June 2012 | 26 August 2013 |
Factorial Management Limited | RO | 9 | 30 December 2011 | 05 June 2012 |
Deephaven Asia Limited | RO | 9 | 05 March 2008 | 07 April 2009 |
Deephaven Asia Limited | RO | 4 | 05 March 2008 | 07 April 2009 |
Deephaven Asia Limited | RE | 9 | 06 December 2006 | 05 March 2008 |
Deephaven Asia Limited | RE | 4 | 04 December 2006 | 05 March 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 30 November 2005 | 14 August 2006 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 21 September 2005 | 14 August 2006 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 January 2005 | 25 April 2005 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 January 2005 | 25 April 2005 |