SFC Licences of SMITH Timothy Robert
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 5 | 15 November 2012 | 21 February 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 09 December 2011 | 21 February 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 09 December 2011 | 21 February 2017 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 26 August 2011 | 09 December 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 26 August 2011 | 09 December 2011 |
Macquarie Asia Securities Limited | RO | 2 | 26 July 2005 | 16 June 2011 |
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 26 January 2005 | 16 June 2011 |