SFC Licences of SHUM Fei Fei 沈菲菲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Empyrean Management (Hong Kong) Limited 九天管理(香港)有限公司 RO 9 17 July 2018
Empyrean Management (Hong Kong) Limited 九天管理(香港)有限公司 RO 4 17 July 2018
BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 RE 2 22 July 2010 15 February 2011
Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 RE 1 22 July 2010 15 February 2011
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 22 July 2010 15 February 2011
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 31 August 2009 10 June 2010
Point72 Hong Kong Limited RE 9 29 December 2008 08 May 2009
Ramius Asia Ltd. RE 9 07 November 2006 08 December 2008
SBI China Capital Securities Limited 軟庫中華金融證券有限公司 RE 1 06 April 2006 21 July 2006
HSBC Securities (Asia) Limited RE 1 02 February 2005 14 November 2005