SFC Licences of SHUM Fei Fei 沈菲菲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 | RO | 9 | 17 July 2018 | 04 January 2023 |
| Empyrean Management (Hong Kong) Limited 九天管理（香港）有限公司 | RO | 4 | 17 July 2018 | 04 January 2023 |
| BNP Paribas Futures (Hong Kong) Limited 法國巴黎期貨(香港)有限公司 | RE | 2 | 22 July 2010 | 15 February 2011 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 22 July 2010 | 15 February 2011 |
| Paribas Asia Equity Limited (trading as Paribas) 巴黎巴亞洲証券有限公司 | RE | 1 | 22 July 2010 | 15 February 2011 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 31 August 2009 | 10 June 2010 |
| Point72 Hong Kong Limited | RE | 9 | 29 December 2008 | 08 May 2009 |
| Ramius Asia Ltd. | RE | 9 | 07 November 2006 | 08 December 2008 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 | RE | 1 | 06 April 2006 | 21 July 2006 |
| HSBC Securities (Asia) Limited | RE | 1 | 02 February 2005 | 14 November 2005 |