SFC Licences of TSE Sze Ming 謝思明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Union Insight Asset Management Limited 合悉資產管理有限公司 | RO | 9 | 09 July 2021 | 16 May 2023 |
| Union Insight Asset Management Limited 合悉資產管理有限公司 | RO | 4 | 06 February 2018 | 16 May 2023 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 13 January 2009 | 29 October 2014 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 January 2009 | 29 October 2014 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 | RE | 9 | 13 May 2008 | 01 January 2009 |
| MUSHK Limited | RE | 4 | 18 April 2007 | 05 February 2008 |
| China Everbright Research Limited 中國光大資料研究有限公司 | RE | 4 | 13 October 2005 | 12 April 2007 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 21 March 2005 | 05 October 2005 |