SFC Licences of CHAN Hoi Ling 陳凱玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 21 June 2013 | 05 September 2015 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 05 August 2011 | 05 September 2015 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 05 August 2011 | 31 August 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 05 August 2011 | 31 August 2013 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 21 September 2007 | 19 November 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 23 August 2007 | 19 November 2008 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 9 | 30 September 2006 | 07 August 2007 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 4 | 30 September 2006 | 07 August 2007 |
BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 | RE | 1 | 30 September 2006 | 07 August 2007 |
BlackRock Asia Limited | RE | 9 | 18 April 2005 | 29 September 2006 |
BlackRock Asia Limited | RE | 4 | 18 April 2005 | 29 September 2006 |