SFC Licences of LEE Ching-Yi 李靜怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 13 November 2012 | |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 1 | 26 June 2012 | 01 November 2012 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 | RE | 1 | 21 February 2011 | 01 November 2012 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 14 September 2007 | 21 January 2011 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 1 | 07 March 2005 | 25 July 2007 |
| Grand Cathay Securities (Hong Kong) Limited 大華證券(香港)有限公司 | RE | 4 | 07 March 2005 | 07 March 2005 |