SFC Licences of NG Cho Fai, Jackfrey 吳祖輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 16 October 2018
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 16 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 16 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 16 October 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 3 11 June 2013 25 September 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 2 16 July 2012 25 September 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 4 05 June 2012 25 September 2018
BOCI Securities Limited 中銀國際證券有限公司 RE 1 05 June 2012 25 September 2018
Merrill Lynch (Asia Pacific) Limited RE 4 08 November 2011 24 May 2012
Merrill Lynch Far East Limited RE 2 16 June 2011 24 May 2012
Merrill Lynch (Asia Pacific) Limited RE 1 16 June 2011 24 May 2012
BGC Securities (Hong Kong) LLC RE 3 31 May 2010 21 March 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 3 31 May 2010 05 March 2011
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 31 May 2010 05 March 2011
BGC Securities (Hong Kong) LLC RE 1 31 May 2010 28 February 2011
Cinda International Securities Limited 信達國際證券有限公司 RE 1 09 January 2007 24 March 2010
Cinda International Investment Management Limited 信達國際投資管理有限公司 RE 3 02 February 2005 24 March 2010