SFC Licences of MAO Yingxu 毛應旭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 4 | 06 February 2023 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RO | 1 | 06 February 2023 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 25 November 2022 | 06 February 2023 |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 1 | 16 June 2021 | 14 November 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RO | 6 | 22 December 2015 | 14 November 2022 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 17 December 2015 | 16 June 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 October 2015 | 22 December 2015 |
UBS Securities Hong Kong Limited | RO | 6 | 14 January 2014 | 22 May 2015 |
UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 14 January 2014 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 03 February 2005 | 31 March 2006 |