SFC Licences of MAO Yingxu 毛應旭

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RO 1 16 June 2021
CMB International Capital Limited 招銀國際融資有限公司 RO 6 22 December 2015
CMB International Capital Limited 招銀國際融資有限公司 RE 1 17 December 2015 16 June 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 October 2015 22 December 2015
UBS Securities Hong Kong Limited RO 6 14 January 2014 22 May 2015
UBS Securities Hong Kong Limited RE 6 07 June 2012 14 January 2014
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 RE 6 03 February 2005 31 March 2006