SFC Licences of SHU Ming 舒明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RO | 4 | 07 July 2009 | 10 August 2013 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RO | 1 | 07 July 2009 | 10 August 2013 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 4 | 10 April 2006 | 07 July 2009 |
| Henderson Global Investors (Hong Kong) Limited 亨德森全球投資(香港)有限公司 | RE | 1 | 03 April 2006 | 07 July 2009 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 08 February 2005 | 03 February 2006 |