SFC Licences of SHAM Wo Kwan 沈和昆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RO | 9 | 15 February 2024 | |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RO | 4 | 15 February 2024 | |
| Keywise Capital Management (HK) Limited 凱思博投資管理(香港)有限公司 | RE | 9 | 16 March 2020 | 15 February 2024 |
| Funderstone Securities Limited | RE | 1 | 15 March 2005 | 13 January 2006 |
| Funderstone Futures Limited | RE | 2 | 15 March 2005 | 13 January 2006 |