SFC Licences of TSAI Benjamin Sung-ping
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 19 January 2016 | 20 January 2016 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 13 November 2013 | 08 December 2015 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 13 November 2013 | 08 December 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 26 January 2007 | 02 April 2007 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 25 May 2005 | 02 April 2007 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 February 2005 | 02 April 2007 |