SFC Licences of KO Jui-Fen 柯瑞棻
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch (Asia Pacific) Limited | RO | 4 | 13 August 2012 | 09 November 2013 |
Merrill Lynch Far East Limited | RO | 2 | 10 March 2011 | 09 November 2013 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 10 March 2011 | 09 November 2013 |
Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 10 March 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 April 2008 | 10 March 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 21 April 2008 | 06 September 2010 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 25 May 2005 | 24 June 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 February 2005 | 23 May 2005 |