SFC Licences of CHENG Lok Wai 鄭洛煒

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RO	1	01 March 2024
VMI Securities Limited 創市証劵有限公司	RO	1	22 March 2023	22 September 2023
VMI Securities Limited 創市証劵有限公司	RE	1	21 February 2023	22 March 2023
Central Wealth Securities Investment Limited 中達證券投資有限公司	RO	4	08 November 2021	31 December 2022
Central Wealth Securities Investment Limited 中達證券投資有限公司	RO	1	08 November 2021	31 December 2022
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	4	01 November 2021	08 November 2021
Central Wealth Securities Investment Limited 中達證券投資有限公司	RE	1	01 November 2021	08 November 2021
Livermore Holdings Limited 利弗莫爾證券有限公司	RO	1	05 March 2021	09 July 2021
Kirin Securities Limited 麒麟證券有限公司	RO	4	09 July 2018	04 March 2020
Kirin Securities Limited 麒麟證券有限公司	RO	1	09 July 2018	04 March 2020
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司	RO	4	14 December 2015	10 January 2018
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司	RO	1	24 September 2015	10 January 2018
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司	RE	4	01 September 2014	14 December 2015
W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司	RE	1	04 August 2014	24 September 2015
Cheong Lee Securities Limited 昌利證券有限公司	RE	2	21 February 2014	31 July 2014
Cheong Lee Securities Limited 昌利證券有限公司	RE	1	21 February 2014	31 July 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	03 May 2011	18 April 2012
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	03 May 2011	18 April 2012
Kaiser Securities Limited 嘉信証券有限公司	RE	1	11 September 2006	28 April 2011
Kaiser Futures Limited 嘉信期貨有限公司	RE	2	02 March 2005	28 April 2011