SFC Licences of AU YEUNG Ka Man 歐陽嘉敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 16 November 2007 02 October 2013
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 07 February 2005 16 August 2007