SFC Licences of PAN Kwang-Wu 潘廣武
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 18 January 2018 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 18 January 2016 | 02 October 2017 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 29 August 2006 | 18 April 2013 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 29 August 2006 | 18 April 2013 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 29 August 2006 | 18 April 2013 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 4 | 03 April 2006 | 12 August 2006 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 6 | 16 February 2005 | 12 August 2006 |
KGI Capital Asia Limited 凱基金融亞洲有限公司 | RE | 1 | 16 February 2005 | 12 August 2006 |