SFC Licences of PAN Kwang-Wu 潘廣武

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 18 January 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 18 January 2016 02 October 2017
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 6 29 August 2006 18 April 2013
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 4 29 August 2006 18 April 2013
DBS Asia Capital Limited 星展亞洲融資有限公司 RE 1 29 August 2006 18 April 2013
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 4 03 April 2006 12 August 2006
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 6 16 February 2005 12 August 2006
KGI Capital Asia Limited 凱基金融亞洲有限公司 RE 1 16 February 2005 12 August 2006