SFC Licences of BRENNAN JR Thomas Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Wells Fargo Securities Asia Limited | RE | 9 | 03 January 2019 | 31 May 2019 |
Wells Fargo Securities Asia Limited | RE | 4 | 14 September 2018 | 31 May 2019 |
Wells Fargo Securities Asia Limited | RE | 1 | 14 September 2018 | 31 May 2019 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 27 October 2006 | 10 November 2006 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 29 August 2005 | 04 September 2005 |