SFC Licences of KOK Joe Sum, Samuel 谷祖森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marex Hong Kong Limited | RO | 2 | 26 August 2015 | |
| Marex Hong Kong Limited | RE | 2 | 28 May 2012 | 26 August 2015 |
| Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 03 October 2011 | 19 May 2012 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 03 October 2011 | 19 May 2012 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 5 | 05 May 2008 | 26 September 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 4 | 05 May 2008 | 26 September 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 1 | 05 May 2008 | 26 September 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 3 | 02 January 2008 | 26 September 2011 |
| MF Global Hong Kong Limited 明富環球香港有限公司 | RE | 2 | 02 January 2008 | 26 September 2011 |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 22 June 2005 | 29 May 2007 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 | RE | 3 | 06 April 2005 | 29 May 2007 |