SFC Licences of HUI Wai Kong 許偉剛

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nice Talent Asset Management Limited 俊賢資產管理有限公司 RE 9 18 May 2021 31 May 2021
Nice Talent Asset Management Limited 俊賢資產管理有限公司 RE 4 18 May 2021 31 May 2021
CAIIS Limited RE 4 10 March 2016 01 February 2018
CAIIS Limited RE 1 10 March 2016 01 February 2018
Merrill Lynch (Asia Pacific) Limited RE 4 24 October 2011 25 May 2013
Merrill Lynch Far East Limited RE 2 22 November 2010 25 May 2013
Merrill Lynch (Asia Pacific) Limited RE 1 22 November 2010 25 May 2013
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 01 November 2010 01 November 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 01 November 2010 01 November 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 01 November 2010 01 November 2010
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 01 November 2010 01 November 2010
FT Securities Limited 富通證券有限公司 RE 5 02 January 2009 31 October 2010
FT Securities Limited 富通證券有限公司 RE 2 11 December 2008 31 October 2010
FT Securities Limited 富通證券有限公司 RE 1 11 December 2008 31 October 2010
Fulbright Futures Limited 富昌期貨有限公司 RE 2 25 November 2008 03 December 2008
Fulbright Securities Limited 富昌證券有限公司 RE 1 25 November 2008 03 December 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 3 04 August 2006 01 October 2008
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 04 August 2006 01 October 2008
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 04 August 2006 01 October 2008
Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 RE 3 08 April 2005 12 September 2005