SFC Licences of LEE Yip Fung 李業豐

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Weshine Securities Company Limited 同輝證券有限公司 RO 4 19 September 2016
Weshine Securities Company Limited 同輝證券有限公司 RO 1 19 September 2016
Formax Securities Limited 福億證券有限公司 RO 1 12 May 2015 11 September 2015
Formax Securities Limited 福億證券有限公司 RE 1 13 March 2015 12 May 2015
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 31 July 2013 04 March 2015
Wing Fung Securities Limited 永豐證券有限公司 RE 1 31 July 2013 04 March 2015
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 01 March 2011 17 July 2013
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 05 July 2010 17 July 2013
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 RE 1 15 June 2009 30 June 2010
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 RE 2 20 June 2008 05 June 2009
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 20 June 2008 05 June 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 RE 1 29 December 2006 07 June 2008
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 RE 2 29 December 2006 07 June 2008
Fulbright Futures Limited 富昌期貨有限公司 RE 2 30 August 2006 19 November 2006
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 May 2006 19 November 2006
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 10 October 2005 08 May 2006
Tat Lee Securities Company Limited 達利證券有限公司 RE 1 17 March 2005 29 August 2005