SFC Licences of LEE Chiinhao Alex 李君浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 19 October 2011 | 31 August 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 02 August 2011 | 31 August 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 August 2011 | 31 August 2013 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 24 August 2009 | 27 July 2011 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 24 August 2009 | 27 July 2011 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 9 | 17 February 2005 | 12 March 2009 |
| Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司 | RE | 4 | 17 February 2005 | 12 March 2009 |
| Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) | RE | 9 | 17 February 2005 | 12 March 2009 |
| Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務) | RE | 4 | 17 February 2005 | 12 March 2009 |