SFC Licences of CHUANG Kuo-Chang, Terry
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 1 | 08 January 2010 | 15 January 2010 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 | RE | 4 | 16 December 2009 | 15 January 2010 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 9 | 06 November 2008 | 03 November 2009 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 | RE | 4 | 06 September 2006 | 03 November 2009 |
| orientiert XYZ Securities Limited | RE | 4 | 31 March 2006 | 31 July 2006 |
| Wisdom Wealth Management Limited 竑智理財策劃有限公司 | RE | 4 | 10 March 2005 | 16 March 2006 |