SFC Licences of GORDON Stuart Noel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| E&P Asia (HK) Limited | RO | 4 | 21 December 2021 | |
| E&P Asia (HK) Limited | RO | 1 | 21 December 2021 | |
| E&P Asia (HK) Limited | RE | 4 | 20 October 2021 | 21 December 2021 |
| E&P Asia (HK) Limited | RE | 1 | 20 October 2021 | 21 December 2021 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 7 | 24 September 2019 | 23 January 2020 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 4 | 24 September 2019 | 23 January 2020 |
| Instinet Pacific Limited 極訊亞太有限公司 | RE | 1 | 02 September 2019 | 23 January 2020 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 03 November 2014 | 01 September 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 03 November 2014 | 01 September 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 18 February 2005 | 30 November 2012 |