SFC Licences of NG Yuen Ting 吳宛庭
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Opus Capital Management Limited 創富資本管理有限公司 | RO | 9 | 31 March 2015 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RO | 1 | 30 September 2010 | 10 April 2011 |
| Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司 | RE | 2 | 12 July 2010 | 10 April 2011 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 12 July 2010 | 30 September 2010 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 9 | 30 July 2007 | 31 July 2009 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 5 | 30 July 2007 | 31 July 2009 |
| Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司 | RE | 4 | 30 July 2007 | 31 July 2009 |
| Platinum Broking Company Limited 百德能經紀有限公司 | RE | 1 | 23 February 2005 | 30 July 2007 |