SFC Licences of TURCZYNIAK Andrew Walter
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 4 | 28 March 2012 | 06 March 2014 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RO | 1 | 28 March 2012 | 06 March 2014 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 4 | 28 March 2012 | 06 March 2014 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RO | 1 | 28 March 2012 | 06 March 2014 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 05 January 2012 | 28 March 2012 |
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 05 January 2012 | 28 March 2012 |
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RO | 4 | 09 September 2010 | 13 December 2011 |
RBC Capital Markets (Hong Kong) Limited 加皇資本市場(香港)有限公司 | RO | 1 | 09 September 2010 | 13 December 2011 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 29 July 2009 | 28 March 2012 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 29 July 2009 | 28 March 2012 |