SFC Licences of EDELIST Andrew Wayne

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 7 20 July 2016 31 May 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 2 20 July 2016 31 May 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RO 1 20 July 2016 31 May 2017
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 25 November 2014 20 July 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 25 November 2014 20 July 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 25 November 2014 20 July 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 03 June 2013 06 January 2014
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 22 November 2010 06 January 2014
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 22 November 2010 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 22 November 2010 31 August 2013
Macquarie Asia Securities Limited RO 2 03 March 2009 21 September 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 08 October 2008 21 September 2010
Macquarie Asia Securities Limited RE 2 08 October 2008 03 March 2009
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 2 17 March 2005 11 July 2008
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 24 February 2005 11 July 2008