SFC Licences of CHIU Pit Lap, Philip 趙必立
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Leonteq Securities (Hong Kong) Limited | RE | 4 | 08 April 2022 | |
Leonteq Securities (Hong Kong) Limited | RE | 1 | 08 April 2022 | |
J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 June 2008 | 27 October 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 June 2008 | 27 October 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 05 June 2008 | 27 October 2008 |
J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 05 June 2008 | 27 October 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 07 March 2006 | 27 October 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 07 March 2006 | 27 October 2008 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 22 February 2005 | 06 February 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 22 February 2005 | 06 February 2006 |