SFC Licences of HO Lik Kwan, Luke 何力鈞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 17 April 2023 | 09 May 2023 |
Glory Sun Securities Limited 寶新證券有限公司 | RO | 1 | 11 October 2022 | 17 April 2023 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 19 November 2019 | 01 June 2022 |
Glory Sun Securities Limited 寶新證券有限公司 | RO | 6 | 18 September 2019 | 06 March 2024 |
Glory Sun Securities Limited 寶新證券有限公司 | RE | 6 | 18 June 2019 | 18 September 2019 |
Wanhai Securities (HK) Limited 萬海證券(香港)有限公司 | RE | 1 | 12 June 2018 | 27 May 2019 |
Huabang Corporate Finance Limited 華邦融資有限公司 | RO | 6 | 14 September 2016 | 27 May 2019 |
Huabang Corporate Finance Limited 華邦融資有限公司 | RE | 6 | 28 July 2016 | 14 September 2016 |
Mango Financial Limited 芒果金融有限公司 | RO | 6 | 12 December 2014 | 12 February 2016 |
Mango Financial Limited 芒果金融有限公司 | RE | 9 | 20 March 2014 | 12 February 2016 |
Mango Financial Limited 芒果金融有限公司 | RE | 4 | 20 March 2014 | 12 February 2016 |
Mango Financial Limited 芒果金融有限公司 | RE | 1 | 20 March 2014 | 12 February 2016 |
Mango Financial Limited 芒果金融有限公司 | RE | 6 | 20 March 2014 | 12 December 2014 |
VBG Capital Limited 建泉融資有限公司 | RE | 6 | 10 October 2013 | 01 December 2014 |
Joy Silver Limited 喜銀有限公司 | RE | 6 | 30 May 2008 | 19 September 2013 |
Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 07 April 2005 | 27 January 2007 |