SFC Licences of LAM WONG Wei Ching, Carmen 林黃慧貞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RO | 4 | 16 May 2014 | 01 May 2017 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RO | 4 | 13 June 2013 | 01 May 2017 |
| Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 | RO | 1 | 13 June 2013 | 01 May 2017 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RO | 4 | 17 August 2011 | 01 May 2017 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 | RO | 1 | 17 August 2011 | 01 May 2017 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 4 | 18 February 2008 | 01 June 2010 |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RO | 1 | 18 February 2008 | 01 June 2010 |
| Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 22 April 2005 | 01 December 2005 |