SFC Licences of LAM WONG Wei Ching, Carmen 林黃慧貞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4 22 April 2005 01 December 2005
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RO 4 16 May 2014 01 May 2017
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RO 1, 4 13 June 2013 01 May 2017
Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司
RO 1, 4 17 August 2011 01 May 2017
Midland Wealth Management Limited 美聯資產管理有限公司
RO 1, 4 18 February 2008 01 June 2010